In this seminar course, students examine federal and state laws and regulations impacting securities and futures brokerage firms.
Securities Arbitration Field Placement
In this placement, students will learn how to conduct factual and legal analysis, draft pleadings, and represent clients in securities arbitration proceedings before the Financial Industry Regulatory Authority under the supervision of experienced attorneys.
Securities Regulation
This course provides an overview of the federal securities laws and the work of the Securities and Exchange Commission.
Tax Research and Writing Seminar – J.D.
This writing and research course is a bridge to practice for students interested in becoming proficient in tax research and writing, the foundations of tax practice.
Taxation of Banks and Financial Institutions
This course provides a practical and comprehensive foundation in the taxation of multinational banks and financial institutions operating in the United States.
Wall Street Business and Financial Services Field Placement
This field placement serves as an opportunity for upper-level students to gain practical experience within the business and financial services industry.